Senior Compliance Analyst
Brendan is a Senior Compliance Analyst for 50 South Capital. He is responsible for supporting the firm’s compliance program, including firm-wide compliance with policies, procedures, and applicable regulatory framework.
Prior to joining 50 South, Brendan was a Compliance Officer with Northern Trust Asset Management, assisting in the development and implementation of advisor regulatory initiatives, policies and procedures. Prior to working on the NTAM Compliance team, he was a Compliance Analyst with UBS Business Solutions US LLC, providing surveillance and monitoring support.
Education & Associations
Brendan graduated from Minnesota State University, Mankato with a B.S. in Financial Investment Analysis with a Minor in Economics.